Zbigniew Herbert’s Poem on Caligula’s Contempt: The Appointment of the Horse Incitatus

Gaius (Caligula). AD 37-41. Æ Sestertius. Photograph from CNG, Triton XXVII Auction, Lot 675.

The Roman Emperor Caligula, to demonstrate his contempt for the Roman Senate, appointed, by some accounts, his horse, Incitatus, to the Senate so that the horse could be made a consul of Rome. This ancient tale is called to mind by events of recent days, but not for reasons many may suspect. The following poem of Zbigniew Herbert (translated by Oriana Ivy) suggests that the horse had merits as an appointee which many of the recent suggested appointees do not.

***

Caligula Speaks

Among all the citizens of Rome

I loved only one

Incitatus–a horse

when he entered the Senate

the unstainable toga of his coat

gleamed in the midst

of purple-lined assassins

Incitatus possessed many merits

he never made speeches

had a stoic temperament

I think at night in the stable he read the philosophers

I loved him so much that one day I decided to crucify him

but his noble anatomy made it impossible

he accepted the honor of consulship with indifference

exercised authority in the best manner

that is not at all

he would not be persuaded toward a lasting liason

with my second wife Caesonia

thus unfortunately the lineage of centaur caesars

was not engendered

that’s why Rome fell

I determined to have him declared a god

but on the ninth day before the February calends

Cherea Cornelius Sabinus and the other fools

interfered with my pious plans

he accepted the news of my death with calm

was thrown out of the palace and condemned to exile

he bore this blow with dignity

he died without descendants

slaughtered by a thick-skinned butcher from Ancium

Tacitus is silent

about the posthumous fate of his meat

In Praise of Sîn-lēqi-unninni, Ancient Co-Author of the Epic of Gilgamesh

Clay tablets. Story of Gilgamesh and Aga. Old Babylonian period, 2003-1595 BC. Sulaymaniyah Museum, Iraqi Kurdistan. (CC-BY SA 4.0. Dr. Osama Shukir Muhammed Amin).

Homer, even if the fictive creator of the Iliad and the Odyssey, is inseparable in the mind from those masterful and inspiring works of literature. Equally inseparable should be Sin-lēqi-unninni from the Epic of Gilgamesh.

Andrew George, whose engaging translation of the Epic of Gilgamesh is readily acknowledged by later translators of the epic as “a master class in philological precision and ingenuity,” has this to say about Sin-lēqi-unninni:

According to Babylonian tradition the [Epic of Gilgamesh] was the work of a certain Sîn-lēqi-unninni, a scholar from Uruk who was believed to have been a contemporary of Gilgamesh himself. However, Sîn-lēqi-unninni bears a name of a kind not found before the second millennium, so the tradition clearly preserved an anachronism. Instead, there is little doubt that Sîn-lēqi-unninni’s name was associated with the epic because he was the man who gave it its final, fixed form. Sîn-lēqi-unninni is thus one of the earliest editors in recorded history. From a comparison of the standard version of the first millennium with the older fragments we know that the person responsible for the standard version remodeled the poem. He provided it with a new prologue and recast the story to emphasize the theme of wisdom gained through suffering. Probably he was responsible for interpolating a version of the flood story, adapted from the old poem of Atra-hasis, and for appending to the epic as Tablet XII the rump of one of the Sumerian poems of Bilgames in an Akkadian prose translation. He left his mark also on the prosody, reducing variation in parallel and similar passages by combining their lines and repeating them verbatim to produce a text characterized by long sections of repetition where older versions had none. For this he often stands accused of damaging the poem’s literary qualities, but at the same time it can be argued that he introduced a profundity of thought that was probably lacking in the older versions.

Though the editorship of Sîn-lēqi-unninni probably changed the poem so radically that it is no wonder the Babylonians later named him as its author, it is clear from the multiple versions of the second millennium and from the existence of textual variants in the standard version of the first millennium, that he was not the only individual to leave his mark on the written epic. However, we know nothing of these others.

George, Andrew (2008) ‘Shattered tablets and tangled threads: Editing Gilgamesh, then and now.’ Aramazd. Armenian Journal of Near Eastern Studies, 3 (1). pp. 11-12.

George, perhaps, does an injustice to Sin-lēqi-unninni, by relegating him to the role of editor alone.  Sin-lēqi-unninni was not mere scribe, nor compilator, nor even editor; rather, because of the number and weight of the substantive additions and structural changes he made to the epic, we may rightly view him as an ingenious co-creator of the ever-inspiring epic, such that modern publications could have a title page reading Sin-lēqi-unninni’s Epic of Gilgamesh.

Book cover, Andrew George The Epic of Gilgamesh

Like George, my first introduction to Gilgamesh was the narrative prose synthesis by N.K. Sandar, The Epic of Gilgamesh. George read the 1960 copyrighted version in the Penguin Book series whereas I read the 1972 revised copyrighted version (reprinted in 1981). Also, like George, I have been enthralled by the epic ever since; although, admittedly, he more so since he devoted his life to Assyriology and teaching the Akkadian and Sumerian language and literature. Indeed, his inspired, scholarly translation of the work, The Epic of Gilgamesh, referenced above, was also published by Penguin Books (©1999, 2003, 2020), and is likely my favorite translation.

The life that you seek you will never find:
when the gods created mankind,
death they dispensed to mankind,
life they kept for themselves.

The Epic of Gilgamesh (2020), A. George, p. xlv

Two other translations of the poem in my library, both meritorious and worthy of note, include the recently published Gilgamesh: A New Translation of the Ancient Epic, by Sophus Helle (2021), which sought to strike a middle ground between George’s scholarly translation and the “translations of translations,” which can be used to described the other work in my library, Stephen Mitchell’s Gilgamesh (2004). Harold Bloom described Mitchell’s version of Gilgamesh as the “best I have seen in English” at the time it was published.

Book cover, Stephen Mitchell's Gilgamesh

Gilgamesh is a well I go to for reflection and creative thought repeatedly. This is not surprising, as The New York Review of Books concisely notes that Gilgamesh inspires reflection and creativity on a multiplicity of levels:

In the century and a half since its rediscovery, however, and especially since World War II, Gilgamesh has made up for lost time. It has been translated into at least two dozen languages and been the inspiration for countless works of theater, film, poetry, fiction, and visual art. Musical responses to Gilgamesh include several operas, a ballet, hip-hop, jazz fusion, and an ear-pummeling track called “Gilgameš” by the Greek extreme metal band Rotting Christ.

Gilgamesh has also been acclaimed as the earliest work of ecological literature and included in The Columbia Anthology of Gay Literature as a founding text of queer writing, for its treatment of the relationship between Gilgamesh and his wild-man friend, Enkidu. The cultural energy of Gilgamesh shows no sign of dimming; the novelist Naja Marie Aidt describes it as a “fireball” that “has torn through time,” constantly in a process of reentry to the present.

New York Review of Books (October 20, 2022), “A Fireball from the Sands,” by Robert Macfarlane.
Book cover, Sophus Helle's Gilgamesh

Some of my favorite more recent creative endeavors include two musical works. The first is a Lament on the Death of Enkidu, set to music and sung in Akkadian, based on the poetry of the epic. Peter Pringle, the creator, notes that he was helped along in his pronunciation of the Akkadian by Dr. George. It is simply stunning. Take a moment to listen and reflect on your mortality.

Gilgamesh’s Lament for the Death of Enikidu

The second is a nod to the ecological message that many find in the epic related to the consequences of the indiscriminate felling of the cedar forest in Lebanon. As explained in the New York Review of Books:

During the UK’s pandemic lockdown, [Robert] Macfarlane cowrote an album with the singer-songwriter and actor Johnny Flynn, Lost in the Cedar Wood. They collaborated on lyrics, sharing photos of notebook pages while in their respective homes, and Flynn would set them to music. “It felt like a wild wonder, to be able to feed words into the Johnny Flynn Song Machine and get a demo back a few days later!”

In addition to daily life in lockdown, the album is inspired by the Epic of Gilgamesh: “We wanted to write something both ancient and urgent,” said Macfarlane. “At the heart of Gilgamesh is the story of an unwise ruler, Gilgamesh himself, taking his axe to the Sacred Cedar Wood and felling these extraordinary trees. A few months after we began work on it, the Fairy Creek calamity started to unfold on Vancouver Island, with the premier of British Columbia, John Horgan, allowing the logging of the old-growth cedar forest there, including trees up to 2,000 years old.” Lines like “It was the first of the tellings/Of all of the fellings” (from the song “Tree Rings”), while unfortunately evergreen, took on a particular significance.  

New York Review of Books (July 10, 2021), Ramblin’ Man. Robert Macfarlane, interviewed by Willa Glickman.
Johnny Flynn and Robert Macfarlane’s Tree Rings

To circle back to the beginning, this remarkable creativity is very much, I believe, the result of the creativity and authorship of the ancient editor of the Epic of Gilgamesh, Sîn-lēqi-unninni. He deserves more credit for the depth and reflection which is inspired by the ancient epic in its most familiar form. Let us celebrate his memory every time we read the epic or enjoy any of its derivative inspirational works.

Giambattista Vico, Metaphorical Language, and the Darmok episode of Star Trek: The Next Generation

Giambattista Vico, an influential figure in the 18th century, has gained recognition for his work on historical imagination. His opus “The New Science,” published in 1744, has contributed significantly to various disciplines, including philosophy, anthropology, literary criticism, and psychology. Vico’s views have influenced notable thinkers and writers, such as Wilhelm Dilthey, Karl Marx, R.G. Collingwood, and James Joyce. Understanding Vico’s perspective on metaphorical language sheds light on the significance of ancient literary and artistic works. This understanding resonates with the “Darmok” episode in Star Trek, where the encounter between two species with different languages reflects Vico’s ideas. The implications of language and culture on human advancement continue to be a subject of debate and analysis.

Giambattista Vico

Of late, the insights and importance of Giambattista Vico, an eighteenth century Neapolitan, especially as they relate to historical imagination, have attracted my attention.  To plumb the depths of the significance of his work, which are far deeper than I initially imagined, I obtained and read a translation of his opus Scienza Nuova seconda (or simply The New Science, the title under which the definitive version published in 1744 is known today).  The translation I obtained was published by Yale University Press in 2020, translated by Jason Taylor and Robert C. Miner, with an introduction by Giuseppe Mazzotta.  It is the third English translation of The New Science and is both well-notated and highly readable.   

Book Cover: The New Science by Giambattista Vico

Giovanni Battista Vico was born in Naples on June 23, 1668.  He received his education at local grammar schools, from Jesuit tutors, and at the University of Naples from which he graduated in 1694 as Doctor of Civil and Canon Law.  Although he never succeeded in obtaining the chair of Jurisprudence at the University of Naples, which he long desired, he did obtain a professorship in Rhetoric at the University, which he held until 1741.  Vico died in Naples in January 1744, at the age of 75. 

In his lifetime Vico’s works were largely unremarked, however, by the nineteenth century his extraordinary insights began to make a significant impression on philosophers, historians, and other intellectuals.  Vico’s ideas reached a wider audience with a German translation of The New Science by W.E. Weber which appeared in 1822, and, more significantly, through a French translation by Jules Michelet in 1824.  Subsequently, Vico’s views influenced the work of Wilhelm Dilthey, Karl Marx, R.G. Collingwood, and James Joyce, who used The New Science to structure Finnegans Wake.  The Stanford Encyclopedia of Philosophy notes that “ … an appreciation of Vico’s thought has spread far beyond philosophy, and his ideas have been taken up by scholars within a range of contemporary disciplines, including anthropology, cultural theory, education, hermeneutics, history, literary criticism, psychology, and sociology. Thus despite obscure beginnings, Vico is now widely regarded as a highly original thinker who anticipated central currents in later philosophy and the human sciences.”

When I was searching for guidance on understanding Vico, I quickly found that some of the greatest intellects of the twentieth century had both lectured and written on him.  For instance, the political philosopher Leo Strauss had lectured on him in Autumn Quarter 1963 at the University of Chicago.  Audio files of the lectures are available at the University’s Leo Strauss Center website; however, the quality of the audio files is uneven and, in many instances, poor.  But not to fear, a comprehensive and helpful written summary of the lectures is available here.  More helpful, and the immediate impetus for this posting, is the second guide I utilized for Vico: the writings by the intellectual historian Isaiah Berlin collected in the work entitled, Three Critics of the Enlightenment – Vico, Hamann, Herder (with a foreword by Jonathan Israel), Second Edition, edited by Henry Hardy, which was published by Princeton University Press in 2013.

Bookcover: Isaiah Berlin's Three Critics of the Enlightenment Vico Haman Herder

From the latter work, Three Critics of the Enlightenment, Berlin wrote a masterful section summarizing Vico’s attitude towards an appropriate historical understanding of humanity’s use of metaphorical language that immediately gave me a greater understanding and appreciation of both Vico’s genius and insight as well as brought to my mind with particular force many different literary and artistic works which I had previously experienced, but in a new and more vivid light.  First, the lengthy extract from Berlin’s essay:

“We normally distinguish between the literal and the metaphorical use of language.  To be literal is to call things by their appropriate names, and describe them in plain, simple terms; to use metaphor is a sophisticated or poetical way of embellishing or heightening such plain usage for the sake of giving pleasure or of creating vivid imaginative effects, or of demonstrating verbal ingenuity; this is usually considered the product of conscious elaboration which could, with enough effort, always be translated back into the plain or literal sense of which it is merely an artificially heightened expression.  Metaphor and simile, even allegory, are not for Vico, deliberate artifices.  They are natural ways of expressing a vision of life different from ours.  Men once thought, according to him, in images rather than concepts, and ‘attributed senses and passions […]to bodies as vast as sky sea and earth’.  What for us a less or more conscious use of rhetorical devices was their sole means of ordering, connecting and conveying what they sensed, observed, remembered, imagined, hoped, feared, worshiped – in short their entire experience.  This is what Vico calls ‘poetic logic’, the pattern of language and thought in the age of heroes.  The metaphorical use precedes – and must precede – the ‘literal’ use of words, as poetry must come before prose, as song is earlier than spoken speech; ‘the source of all poetic locution are two: poverty of language and need to explain and be understood’.  Early man, animist and anthropomorphist, thought in terms of what we now call metaphor as naturally and inevitably as we now think in ‘literal’ phrases.  Hence a great deal of what now passes for literal speech incorporates dead metaphors, the origins of which are so little remembered that they are no longer felt – even faintly – as such.  Since the changing structure of a language ‘tells us the histories of the institutions signified by the words’, we can glean from it something of how their world looked to our ancestors.  Because primitive man cannot abstract, ‘metaphor makes up the great body of the language among all nations’ at that time.  Vico supposed that such men used similes, images and metaphors much as people, to this day, use flags, or uniforms, or Fascist salutes – to convey something directly; this is a use of signs which it would today seem unnatural to call either metaphorical or literal.  Vico maintains that when a primitive man said ‘the blood boils in my heart’, where we should say ‘I am angry’, his ‘metaphorical’ phrase is a uniquely valuable evidence of the way in which such a man though, perceived and felt.  What he felt when he spoke of blood boiling seemed to him – and indeed was – more directly related to his perception of water in a heated cauldron than our sensation of anger would seem to us today.  The marvellous images, the immortal phrases coined by early poets are, according to Vico, due not to conscious flights of fancy but to the fact that the imaginations of such men and their capacity for direct sensations were so much stronger than ours as to be different in kind, while their capacity for precise analogies and scientific observations was far less developed.  Hence, if we are to understand their world, we must try to project ourselves into minds very remote from our own and endowed with these unfamiliar powers.  A world in which men naturally talk of the lip of a cup, the teeth of a rake, the mouth of a river, a neck of land, handfuls of one thing, the heart of another, veins of minerals, bowels of the earth, murmuring waves, whistling winds, smiling skies, groaning tables and weeping willows – such a world must be deeply and systemically different from any in which such phrases are felt, even remotely, to be metaphorical, as contrasted with so-called literal speech.  This is one of Vico’s most revolutionary discoveries.”

A Roman copy of a Hellenistic image of the poet Homer, author of the Iliad and Odyssey, sculpted in white marble between 150 and 125 BC.  Copyright ©Museo Nacional del Prado

Revolutionary indeed!  Who cannot but grasp even a scintilla of the foregoing and not know that reading the Iliad or Gilgamesh will be even more instinctually meaningful and powerful if read with this understanding of how those works struck the ears and core of our ancestors so many thousands of years ago?  And this, finally, brings me to the Darmok episode, which came to mind quite readily as I read the above on metaphorical speech.

A Trekkie I am not.  However, I do recall being struck by the brilliance of the Darmok episode when I first saw it decades ago.  The episode summary: Starfleet, a species known as speaking a literal language, interacts with a species (Tamarians) that uses a metaphorical language.  As a result of the language disconnect, the two species are initially unable to understand each other with tragic consequences as they engage in an ‘epic’ struggle with a hostile predator.  Ultimately, Picard, using the metaphorical language of Gilgamesh, communicates his understanding, such as it is, with the other species, thereby extending a tenuous bridge between the species … with optimistic portents for future relations. Star Trek often had ‘primitive’ species zipping across the universe with advance technology.  As such, it is not surprising that a species capable only of metaphorical language would be capable of interstellar flight in the Star Trek universe.  In Vico’s universe, however, such a primitive state of humanity (for he could conceive only of humanity) would not be capable of such advanced technological achievements.

An Atlantic article published in 2014 noted that many Trekkies also argued that the Tamarians would be unable to be so advanced given the limitations imposed by their metaphorical language. However, the author of the article, Ian Bogost, countered that the Tamarian language was sufficient, if compared, not to metaphor, but perhaps to allegory or, better yet, was understood as an abstraction, that is, a form of logic, which could be best described as a strategy. His argument is, to my sensibilities, convoluted, complex, and unattractive, but worth reviewing.